United States Postal Service(TM)



 In the Matter of the Complaint Against

 TAINES RESEARCH CORPORATION,
 218 Cortel you Road, at
 Brooklyn, New York 11218

 P.S. Docket No. 1/119
 

July 28, 1972

William A. Duvall Chief Hearing Examiner

APPEARANCES: James J. Robertson, Esq. Consumer Protection Office Law Department United States Postal Service Washington, D.C. 20260 for Complainant Joseph S. Paglino, Esq. 1270 N.E. 162nd Street North Miami Beach, Florida 33162 for Respondent

INITIAL DECISION OF HEARING EXAMINER1/

Both parties have been given the opportunity to submit proposed findings of fact and conclusions of law. At the hearing, the Complainant offered two witnesses in support of the complaint. The first witness was Inspector Gene F. McHale, who testified that among his duties is the function of investigating persons and concerns who may be engaged in business contrary to the provisions of 39 U. S. Code 3005, and that in pursuance of his duties, there came to his attention the activities of Taines Research Corporation, the Respondent in this case.

There was received by a colleague or Inspector McHale's an unsolicited piece of circular matter in which the Respondent's product "Smoke-Stop Tablets," was advertised. In this circular matter certain representations are made with regard to this product and there is an order blank attached to the circular matter in which various amounts of the product could be ordered for various amounts of money.

Inspector McHale did order the product through the postmaster at Thurmont, Maryland, and remitted a money order in the amount of $5.98.

In response to this order, there was received Complainant's Exhibit No. 5 which is a mailing cover, bearing the return address of the Respondent and addressed to H. Cooper, which was the test name under which Inspector McHale ordered the product. Enclosed in Exhibit C-5 was Exhibit C-4, which is a plastic container showing on the label that it contains Smoke-Stop Tablets. And it also bears the name of Taines Research Corporation, the Respondent herein. Exhibit C-5 is postmarked New York, May '72, and it has been stamped, indicating receipt by Inspector McHale on May 22, 1972.

The foregoing exhibits establish clearly that the Respondent is engaged in conducting its business through the mails.

In the complaint it is charged that the Respondent makes the following representations in regard to the product: (1) That Respondent's product will permit the user thereof to break the tobacco habit without the necessity of exercising will-power or self-control. The basis for this charge is found on the side of the Respondent's circular on which appears the representation of a man in bed being fed intravenously. The specific language on which this charge might have been based, although there is other language to the same effect in the circular reads: "NO Plans, Books, Systems, Methods, Self-Control, Will-Power, Runaway Appetite."

The next charge, Number 2, is that the Respondent represents that the use of its tablets will permit the user to permanently break the smoking habit after just four days' use. On the same side of the circular as was referred to before, there is the following language:

"MEDICAL AUTHORITIES REPORT: 'PROOF POSITIVE THAT THIS MIRACLE SUBSTANCE WILL MAKE YOU STOP SMOKING IN JUST 4 DAYS]'"

And then there is another statement alongside of that, "Or--Your Money Refunded."

The third representation that Complainant charges Respondent with making in regard to his product is that the user of Respondent's product will be free of the urge to use tobacco. On the advertising circular there is the following language: "THIS AMAZING TABLET WILL END YOUR URGE TO SMOKE -- AND KEEP YOU FREE FROM THE TOBACCO HABIT."

The fourth charge of the complaint is that the Respondent represents that its product will curb the desire for food while the user thereof is breaking the tobacco habit. On the reverse side of Respondent's circular, there is the following caption: "STAY SLIM WITHOUT YOUR TOBACCO APPETITE." And following that caption is this language: "Often, when folks try to stop smoking, they substitute their 'tobacco urge' for food and will gain weight. That is NOT so when you use SMOKE-STOP TABLETS. The unique ingredients help relax your nerve system, help ease the urge for sweets, starches, candies, cakes, pies, puddings. SMOKE-STOP TABLETS HELP YOU STAY SLIM BY WIPING AWAY YOUR TOBACCO APPETITE WITHOUT INCREASING YOUR NORMAL FOOD APPETITE. You will NOT develop abnormal eating compulsions."

The fifth charge in the complaint alleges that the Respondent represents that its product will instantly fool the user's cerebro- nervous system into believing that the user is inhaling tobacco and nicotine. That language appears on the reverse side of the circular under the caption: "THIS IS WHY SMOKE-STOP TABLETS WORK WHERE OTHER PRODUCTS MAY FAIL."

The last charge in the complaint is that the Respondent represents that its product will have a tranquilizing effect on its users. On the reverse side of Respondent's circular under the caption "SPECIAL BENEFIT," the Respondent has some language referring to the satisfying power of its product and continues with this language: "That is why only 3 tablets a day will suffice to ease the urge for up to 3 packages a day] SMOKE-STOP TABLETS will bathe your body and taste glands with the same 'satisfying response' and 'tension-relaxation relief' given by tobacco."

In view of the language contained in the advertising circular used by Respondent, the evidence is compelling that the Respondent does, in fact, make the representations which the Complainant has charged in the complaint in this proceeding. There remains now the question of whether these representations found to have been made by the Respondent are false.

The next witness to testify on behalf of the Complainant was Dr. Paul Gregg Rhodes, a medical doctor, who is Board-Certified in the fields of internal medicine and pulmonary diseases, and who is in all respects eminently qualified to testify in regard to the area of medicine involved in this proceeding.

Dr. Rhodes' testimony is that he treats many cases with lung cancer or with emphysema, or he encounters many patients with those diseases, and he makes daily recommendations to his patients that they stop smoking. He tries to help them stop smoking, and his method of treatment for these persons, or for any people who smoke but want to quit, encompasses several facets. First, he acquaints them with the dangers of smoking and even proceeds to scare them in some instances when that is deemed to be necessary. He conducts smoking withdrawal clinics at times. He also refers some patients, when necessary, for consultation with psychiatrists, and in appropriate circumstances, he employs tranquilizers. Dr. Rhodes testified, and I think it is almost a matter of common knowledge of which official notice may be taken, that for persons who have acquired the habit of smoking and have smoked for a significant period of time, it is a very difficult thing to bring that habit to an end. The testimony of the medical expert was that regardless of the method of treatment used in attempting to assist persons to stop smoking, such a person must in every case exercise self-control and willpower. Dr. Rhodes stated flatly that four days was an entirely inadequate period of time to expect any product or any treatment to enable the smoker to break the smoking habit.

There was testimony in the record about some tests that were conducted by other physicians. While these tests indicated that the persons treated did manage to stop smoking at the end of a period of ten days in some instances, most of them resumed the habit of smoking after the passage of varying periods of time. One of the reasons why it is so difficult to stop smoking is because the smoker or the former smoker continues to feel the urge and the need to smoke. Whether this is a psychological need or a physical need is immaterial insofar as this matter is concerned. The need is there and the desire to resume smoking is there and it is there in high degree.

Since Dr. Rhodes is Board-Certified in the field of internal medicine, he is fully conversant with the methods used to attempt to suppress the appetite of people who wish to lose weight. He said that some of the methods used include the ingestion of amphetamines and, in some cases, the ingestion of methylcellulose. Dr. Rhodes did not indicate the degree of success that is achieved in these efforts to suppress the appetite but he did state that based on his knowledge, there is nothing in lobeline sulphate, which is the ingredient stated on the label of Respondent's product, which acts as an appetite suppressant. Therefore, there is nothing in the product itself, aside from its placebo effect, which would tend to curb the appetite of the user. The placebo effect, Dr. Rhodes indicated, is not universally applicable. There are some people who are not sufficiently suggestible to be affected by the ingestion of a product if there is nothing about the product itself which would serve to accomplish the desired results; in this case, depress the appetite or stop smoking.

Similarly, Dr. Rhodes testified that there is nothing in this product which would have a tranquilizing effect on the user.

There is a school of medical opinion which is to the effect that lobeline sulphate is an effective treatment for persons who ought to stop smoking. Therefore, in connection with the charge which is set forth in subparagraph 5 of paragraph 5, of the complaint, namely, that Respondent's tablets instantly fool the user's cerebro-nervous system into believing that the user is inhaling tobacco and nicotine, I find that there is not sufficient information in this record to make a finding in regard to the truth or falsity of that charge. I make this finding only in this limited sense: That the product itself, lobeline sulphate, may or may not be effective in helping people to stop smoking. I think that is open to question on the basis of the evidence that was in this record this morning. I think it is clear from the evidence that we received this morning that a four-day use of this product, or any other product, is insufficient effectively to enable a man to stop smoking.

In regard to the other charges, that is, charges 1, 2, 3, 4 and 6, of paragraph 5 of the complaint, the evidence of record in this proceeding is overwhelmingly to the effect that those representa- tions made by the Respondent are false. It should be pointed out for the record that there was one medical expert who testified in this proceeding and this expert testimony was given in support of the complaint. That testimony is ample to support the findings and conclusions made in this decision. United States Health Club v. Major, 292 F.2d 665.

Summing up, therefore, it is found that the Respondent does make the representations set forth in the complaint. It is found that those representations with the exception of charge No. 5 in paragraph 5 of the complaint are false.

I conclude, therefore, that as a matter of law, the Respondent is engaged in conducting a scheme for obtaining money or property through the mails by means of false representations, contrary to the provisions of Section 3005 of Title 39, U. S. Code.

In view of the foregoing findings of fact and conclusion of law, a remedial order as provided in the governing statute should be issued against the Respondent in this proceeding.

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1/ Transcribed from oral decision as rendered at close of hearing held July 24, 1972, except for correction of certain nonsubstantial typographical or grammatical errors.