3-2 Things Needed to Get Started

3-2.1 Transmitting and Receiving Electronic Files

For transmitting and receiving electronic files, the mail owner or third-party designee needs to already have the following:

  1. DUNS Number. The DUNS number of whoever actually handles the mailing (either the mail owner or a third-party designee) must appear in the PIC in the privately printed barcode (see 2-8) and in the Detail Records of an electronic file (see 3-4.3). The DUNS number of whoever actually transmits the electronic file (either the mail owner or a third-party designee) must appear in the Header Record of that electronic file (see 3-4.2).
  2. Postal Service Approval. For privately printed barcoded forms and/or labels, a Postal Service MDA must approve the design, and the NCSC must certify for the barcodes (see 2-8.2).
  3. Entry Facility ZIP Code. If the entry facility is a bulk mail center or sectional center facility, then the mail owner or third-party designee enters the ZIP Code for that facility rather than for a Post Office.
  4. Client DUNS number (if a third-party designee is transmitting files on behalf of the mail owner/client, so that the Postal Service knows where to send extracted delivery information in bulk). Client DUNS number allows a third-party designee three options:
    1. Mail one or more clients’ mail using a unique DUNS number assigned to the client(s) and placing the number(s) in the Client DUNS Number field of Detail Record 1. The third-party designee’s DUNS number appears in the Header Record and in the PIC.
    2. Mail one or more clients’ mail using a unique DUNS number assigned to the client(s) and placing the number(s) in the PIC. The third-party designee’s DUNS number appears in the Header Record.
    3. Mail its own mailings using a separate DUNS number assigned to it for this purpose. This DUNS number appears in the PIC and either in the Header Record of the electronic file or in the Client DUNS Number field of Detail Record 1.
  5. Customer Reference Number. The mail owner or third-party designee has the option of using this number for internal purposes. Only the mail owner or third-party designee uses this number — the Postal Service neither validates nor endorses it. The number must not contain personal information that can be traced back to an individual (e.g., a social security number or driver’s license number).



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